David Michael Suntken

Current Employers

Ria Advisory Group, Llc

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2020-08-03

IA RA
APPROVED

Since 2020-08-03

Branch Locations

Ames, IA • United States

500 Sw 7Th Street Suite 204, Des Moines, IA 50309 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp)	West Des Moines	IA	12/2002	Present
Visionpoint Advisory Group	West Des Moines	IA	08/2014	07/2020
Ria Advisory Group Llc	Des Moines	IA	08/2020	Present

12/2002 → Present

Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp)

West Des Moines, IA
08/2014 → 07/2020

Visionpoint Advisory Group

West Des Moines, IA
08/2020 → Present

Ria Advisory Group Llc

Des Moines, IA

Previous Registrations

2018-08-01 → 2020-07-24

Balefire, Llc

Des Moines, IA

Dallas, TX
2014-08-08 → 2017-12-31

Balefire, Llc

Ames, IA
2002-12-06 → 2015-10-29

Lpl Financial Llc

Ames, IA

Ames, IA

Ames, IA

Des Moines, IA
2001-07-10 → 2002-12-16

Piper Sandler & Co.

Ames, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-25
S65	Uniform Investment Adviser Law Examination	1999-11-15
S63	Uniform Securities Agent State Law Examination	1992-03-24

S66 Uniform Combined State Law Examination

2001-06-25
S65 Uniform Investment Adviser Law Examination

1999-11-15
S63 Uniform Securities Agent State Law Examination

1992-03-24

Other Names

David Michael Suntken
David Suntken

View on SEC IAPD