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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2011-08-12 |
Branch Locations
Blairsville, GA • United States
200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Atlanta | GA | 08/2011 | Present |
| Stevens Wealth Strategies | Atlanta | GA | 08/2011 | Present |
(1) 06/14/2011 - NO BUSINESS NAME - Non-Variable Insurance - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Fixed Insurance sales; life , disability, LTC and fixed annuities - 30% TIME SPENT (2) 06/14/2011 - Commonwealth Annuity and Life - VA Trails - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Continue to receive trails and service VAs with Commonwealth Annuity and Life Co. - NO TIME SPENT (3) 06/14/2011 - Integrated Financial Group - DBA for LPL Business (entity for LPL business) - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 80% TIME SPENT (4) 06/14/2011 - Integrated Support Services, LLC - Other - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Handles Integrated Financial Group operations. For example - all office management, payroll for administrative staff, collects and pays phone bill, copy machines, etc - NO TIME SPENT (5) 9/8/2021 - Steadfast Wealth Systems, LLC - DBA: STEADFAST Wealth Systems - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/05/2021 - 160 Hours Per Month During Securities Trading. (6) 08/12/2022- STAN- Sterling Transitions Atlanta North- Investment Related Home Based - Other - Senior transitions and move management - Start Date- 07/11/2022- 30 Hours Per Month/ 20 Hours During Securities Trading (7) 12/16/2025 - Stevens Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/20/2025 - 120 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-09 |
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