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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2011-08-12
  • GA RA
    APPROVED
    Since 2011-08-12

Branch Locations

Blairsville, GA • United States

200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Atlanta GA 08/2011 Present
Stevens Wealth Strategies Atlanta GA 08/2011 Present
  • 08/2011 → Present
    Atlanta, GA
  • 08/2011 → Present
    Stevens Wealth Strategies
    Atlanta, GA
Previous Registrations
  • 2003-12-03 → 2011-08-09
    Securities America Advisors, Inc.
    Atlanta, GA
    Atlanta, GA
  • 2003-04-16 → 2003-12-02
    Veravest Investment Advisors, Inc.
    Atlanta, GA
Other Businesses

(1) 06/14/2011 - NO BUSINESS NAME - Non-Variable Insurance - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Fixed Insurance sales; life , disability, LTC and fixed annuities - 30% TIME SPENT (2) 06/14/2011 - Commonwealth Annuity and Life - VA Trails - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Continue to receive trails and service VAs with Commonwealth Annuity and Life Co. - NO TIME SPENT (3) 06/14/2011 - Integrated Financial Group - DBA for LPL Business (entity for LPL business) - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 80% TIME SPENT (4) 06/14/2011 - Integrated Support Services, LLC - Other - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Handles Integrated Financial Group operations. For example - all office management, payroll for administrative staff, collects and pays phone bill, copy machines, etc - NO TIME SPENT (5) 9/8/2021 - Steadfast Wealth Systems, LLC - DBA: STEADFAST Wealth Systems - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/05/2021 - 160 Hours Per Month During Securities Trading. (6) 08/12/2022- STAN- Sterling Transitions Atlanta North- Investment Related Home Based - Other - Senior transitions and move management - Start Date- 07/11/2022- 30 Hours Per Month/ 20 Hours During Securities Trading (7) 12/16/2025 - Stevens Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/20/2025 - 120 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-03
S63 Uniform Securities Agent State Law Examination 1992-03-09
  • S65 Uniform Investment Adviser Law Examination
    1995-08-03
  • S63 Uniform Securities Agent State Law Examination
    1992-03-09

View on SEC IAPD

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