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Cristina C Rivera-Loya

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-03-12
CA RA APPROVED 2002-08-01
  • TX RA
    APPROVED_RES
    Since 2009-03-12
  • CA RA
    APPROVED
    Since 2002-08-01

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 04/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-07
S63 Uniform Securities Agent State Law Examination 1992-11-30
  • S66 Uniform Combined State Law Examination
    2003-11-07
  • S63 Uniform Securities Agent State Law Examination
    1992-11-30
Other Names
  • Kristie Rivera
  • Cristina Curioso Rivera
  • Cristina Curioso Rivera
  • Kristie Rivera-Loya

View on SEC IAPD

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