Eric Lee Lyon

Current Employers

Employment History

• 01/2004 → 07/2022
  National Securities Corporation
  Boca Raton, FL
• 05/2004 → 07/2022
  National Asset Management Inc
  Boca Raton, FL
• 07/2022 → 10/2024
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 10/2024
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 10/2024 → Present
  Kestra Investment Services Llc
  Boca Raton, FL
• 10/2024 → Present
  Kestra Advisory Services Llc
  Boca Raton, FL

Previous Registrations

• 2004-09-14 → 2024-10-30
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL
• 2001-01-02 → 2003-02-28
  Wells Fargo Advisors Financial Network, Llc
  Boca Raton, FL

Other Businesses

Name: KESTRA ADVISORY SERVICES POS: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR Name: WEALTH EMPOWERMENT FINANCIAL STRATEGIES POS: Owner NOB: Insurance INV REL: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/26/2024 ADDRESS: 2424 N. Federal Hwy, Suite 400, Boca Raton FL 33431 DESC: Own and operate branch office Name: OQP PARTNERS, LLC POSITION: Owner/Partner NATURE: Paying bills for office operating expenses INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2025 ADDRESS: 2424 N. Federal Hwy #400, Boca Raton FL 33431, United States DESCRIPTION: Paying bills for office operating expenses

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-01
• S63 Uniform Securities Agent State Law Examination
  1992-04-06