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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-07 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Bank | Seattle | WA | 06/2016 | 12/2017 |
| Key Investment Service Llc | Seattle | WA | 06/2016 | 12/2017 |
| Morgan Stanley | Kirkland | WA | 12/2017 | 11/2022 |
| Charles Schwab & Co., Inc. | Bellevue | WA | 11/2022 | 08/2023 |
| Charles Schwab Bank, Ssb | Bellevue | WA | 11/2022 | 08/2023 |
| Ameriprise Financial Services, Llc | Seattle | WA | 08/2023 | 12/2025 |
| Rw Baird | Seattle | WA | 12/2025 | Present |
Real Estate Ownership; Single Family; 2610 Glenwilde Pl E, , Seattle, WA, 98112; Not Investment-Related; 08/01/2003.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-22 |
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