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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-10 |
| TX | RA | APPROVED_RES | 2025-09-10 |
| NY | RA | APPROVED | 2025-09-09 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Madision | NJ | 03/2008 | 09/2025 |
| J.P. Morgan Securities Llc | West Orange | NJ | 10/2012 | 09/2025 |
| Wells Fargo Clearing Services, Llc | New York | NY | 09/2025 | Present |
LITTLE PHARAOH'S FINANCIAL LITERACY & MENTORING PROGRAM; NOT INV RELATED; RAHWAY, NJ; AWARENESS AND EDUCATION;100% OWNERSHIP; START DATE: 12/26/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; | ZELOS GROUP; NOT INV RELATED;RAHWAY,NJ; FINANCIAL LITERACY & MENTORING PROGRAM;100% OWNERSHIP; START DATE: 02/01/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-16 |
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