Charles Joseph Johansen

Current Employers

Employment History

• 01/1992 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  The Woodlands, TX
• 05/2011 → Present
  Bank Of America, N.A.
  Woodlands, TX

Other Businesses

I*39287FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PETJO REAL ESTATE LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:THE WOODLANDS, TEXAS 77381NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 40599NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: REAL ESTATE PURCHASE THAT SHOULD PRODUCE RENTAL INCOMEI*103646For profit or not for profit: For-Profit OrganizationName of outside business organization: Johansen Production, LLCInvestment related: NAddress of business:The Woodlands, Texas 77381Nature of business: LLC,Position, title, association: Family Held, Start date of relationship: 3/15/2017Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Holding account for protection of assets.No time spent on this LLC that takes away from my normal course of business.I*108804For profit or not for profit: For-Profit OrganizationName of outside business organization: Dog Quality, IncInvestment related: NAddress of business:100 Mile House, British Columbia CANature of business: Corporation,Position, title, association: , Investor in the company via preferred stockStart date of relationship: 7/31/2017Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: The company provides products for the aging dog community (strollers, diapers, ramps, wheelchairs, socks, etc.) . I will have no specific active daily role within the company, I am merely an investor and co-owner of this small company.I*1381314For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Beach City, Texas, 77523, United StatesNature of business: Position, title, association: Sole owner, Start date of relationship: 7/6/2023Number of hours devoted: 0.01 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: ,I*3003269Entity Type: For ProfitName of OBA: BeeKeeperSportsCardsAddress:The Woodlands TexasInvestment Related:NoPosition, Title, Association:OwnerStart Date: 01/01/2026 No Hours: 10 MonthlyNo Hours during trading:0 MonthlyDuties:Selling my childhood sports cards (baseball cards, football, etc.) and the sports cards i've recently purchased, will grade and then sell.I*3003270Entity Type: For ProfitName of OBA: C's Bees By The BayAddress:The Woodlands TexasInvestment Related:NoPosition, Title, Association:OwnerStart Date: 01/01/2026 No Hours: 10 MonthlyNo Hours during trading:0 MonthlyDuties:I produce honey on my farm as well as producing other fruits (pears, dragon fruits, berries). This is all for my 'farming activities'.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-26
• S63 Uniform Securities Agent State Law Examination
  1992-03-24

Other Names

• Charles Joseph Iii Johansen