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Ramon Joseph Polin

Parallel Advisors, LLC

San Francisco, CA

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Current Employers
Parallel Advisors, Llc

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-12-22
  • CA RA
    APPROVED
    Since 2016-12-22

Branch Locations

150 Spear Street Suite 1600, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sensiba San Filippo Financial Advisers Llc Fremont CA 10/2003 12/2016
Parallel Advisors, Llc San Francisco CA 12/2016 Present
  • 10/2003 → 12/2016
    Sensiba San Filippo Financial Advisers Llc
    Fremont, CA
  • 12/2016 → Present
    Parallel Advisors, Llc
    San Francisco, CA
Previous Registrations
  • 2004-01-02 → 2016-12-22
    Sensiba San Filippo Financial Advisers Llc
    Fremont, CA
    San Mateo, CA
    San Mateo, CA
  • 2002-06-05 → 2003-09-22
    Kpmg Investment Advisors
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1992-03-02
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1992-03-02
Other Names
  • Ray Polin

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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