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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-24 |
Branch Locations
10420 Jackson Oaks Way Suite 102, Knoxville, TN 37922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Knoxville | TN | 07/2016 | 10/2017 |
| Lincoln Financial Advisors Corp | Knoxville | TN | 10/2017 | 01/2025 |
| Osaic Wealth, Inc. | Knoxville | TN | 01/2025 | Present |
1) Nicholas Weissfeld, 10420 Jackson Oaks Way, Knoxville, TN 37922 Category: Insurance Investment Related: Yes Title: Agent Duties: Offers Accident and Health, Disability and Fixed Life Insurance. Start Date: 3/2011 Hours per Month: 40 Hours per Month during trading hours: 10 2) NICK WEISSFELD POSITION: Agent NATURE: Offers Accident & Health, Disability, Traditional Life Insurance, Long-Term Care Insurance, and Voluntary Employee Benefits. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2011 ADDRESS: 10420 Jackson Oaks Way, Knoxville TN 37922, United States DESCRIPTION: Offers Accident & Health, Disability, Traditional Life Insurance, Long-Term Care Insurance, and Voluntary Employee Benefits.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-08-15 |
| S65 | Uniform Investment Adviser Law Examination | 2012-08-24 |
| S66 | Uniform Combined State Law Examination | 2006-06-29 |
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