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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-10-21 |
| IA | RA | APPROVED | 1999-01-01 |
Branch Locations
West Des Moines, IA • United States
1080 Jordan Creek Pkwy Ste 140N, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | W Des Moines | IA | 10/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | West Des Moines | IA | 03/2020 | Present |
Business Ownership; FISH2O GROUP, LLC; Owner/Investment Committee; see 3.3.9 above; 1080 Jordan Creek Pkwy, Ste. 140N, West Des Moines, IA, 50266; Not Investment-Related; 11/30/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Robinson Ruhnke, PC; Co-owner; Tax Preparation; 903 US-30, , Carroll, IA, 51401; Not Investment-Related; 02/01/2024; 0 hours per month; 0 during trading hours / EarnedIt Holdings LLC; Co-owner; Manage Ameriprise Business; 1080 Jordan Creek Pkwy, , West Des Moines, IA, 50266; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Fish2O; Financial Advisor - AFA; Outside employment as a financial advisor; 1080 Jordan Creek Pkwy, Ste. 110N, West Des Moines , IA, 50266; Not Investment-Related; 01/01/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-03 |
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