Dylan Lane Lewis

Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2001-12-05

TX RA
APPROVED

Since 2001-12-05

Branch Locations

Austin, TX • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc	Austin	AR	11/2001	Present

11/2001 → Present

Stephens Inc

Austin, AR

Other Businesses

SELF-DYLAN LEWIS/TRICIA DEW - NOT INVESTMENT RELATED - 1204 FOLTS AVE, AUSTIN, TX - 50% OWNER/INVESTOR - HAIR SALON - 9/2016 - 0 HOURS DEVOTED TO THE OTHER BUSINESS - 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-01
S63	Uniform Securities Agent State Law Examination	1992-02-04

S65 Uniform Investment Adviser Law Examination

1995-08-01
S63 Uniform Securities Agent State Law Examination

1992-02-04

Other Names

Dylan Lewis

View on SEC IAPD