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Daniel Lawrence Cass

Osaic Institutions, Inc.

Highlands Ranch, CO

Parker, CO

Parker, CO

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-30
  • CO RA
    APPROVED
    Since 2023-11-30

Branch Locations

2219 W. Wildcat Reserve Parkway, Highlands Ranch, CO 80129 • United States

12907 S Parker Road, Parker, CO 80134 • United States

18448 E Lincoln Ave, Parker, CO 80134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 01/2012 11/2023
Osaic Institutions, Inc. Meriden CT 11/2023 Present
  • 01/2012 → 11/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2023 → Present
    Osaic Institutions, Inc.
    Meriden, CT
Previous Registrations
  • 2013-08-06 → 2023-11-29
    Cuso Financial Services, L.P.
    Littleton, CO
    Englewood, CO
    Lone Tree, CO
    Castle Rock, CO
    Parker, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-18
S63 Uniform Securities Agent State Law Examination 1992-02-03
  • S66 Uniform Combined State Law Examination
    2013-07-18
  • S63 Uniform Securities Agent State Law Examination
    1992-02-03

View on SEC IAPD

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