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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-01-06 |
| NJ | RA | APPROVED | 2022-03-04 |
Branch Locations
500 N. Franklin Turnpike 3Rd Floor, Suite 322, Ramsey, NJ 07446 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wayne | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wayne | NJ | 11/2016 | 03/2022 |
| Raymond James Financial Services, Inc. | Ramsey | NJ | 03/2022 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Ramsey | NJ | 03/2022 | Present |
| Ramapo Wealth Advisors Affiliated With Steward Partners | Ramsey | NJ | 03/2022 | Present |
| Steward Partners Investment Solutions, Llc | Ramsey | NJ | 05/2022 | Present |
1) Name of Business: Steward Partners Investment Advisory LLC Address: 500 N Franklin Turnpike, Ramsey , NJ, 07446, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/03/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: I act as a financial advisor 2) Steward Partners Global Advisory, LLC. - Investment related: Yes. Address: Ramsey, NJ. Nature of business: Non-variable insurance and annuities. Position: Agent. Start date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Offer non-variable insurance, term, whole and universal life insurance, disability health, and immediate and fixed annuities. 3) Ramapo Wealth Advisors Affiliated with Steward Partners- Investment related: Yes. Address: Ramsey, NJ. Nature of the business: Support Company/DBA (Co-owner). Position: Affiliate/Financial Advisor. Start Date: 03/2022. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Provide securities sales and advisory services for clients. 4) Knights of Columbus - Investment related: No. Address: Kinnelon, NJ. Nature of business: Catholic fraternal organization. Position: Trustee. Start date: 02/2005. Hours per month devoted to this business: 0. Hours per month devoted to this business during trading hours: 0. Description of Duties: Assist with decisions on how to donate money.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-24 |
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