Richard Lee Horner

Current Employers

Atlantis Wealth Advisors Llc

1700 Woodlands Dr. Suite 100, Maumee, OH 43537 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-04-11
IN	RA	APPROVED	2015-08-31

TX RA
APPROVED_RES

Since 2024-04-11
IN RA
APPROVED

Since 2015-08-31

Branch Locations

2300 Middlebury St., Elkhart, IN 46516 • United States

1700 Woodlands Dr. Suite 100, Maumee, OH 43537 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	08/2015	05/2017
Atlantis Wealth Advisors Llc Dba Horner Investment Group	Elkhart	IN	08/2015	Present

08/2015 → 05/2017

Purshe Kaplan Sterling Investments

Albany, NY
08/2015 → Present

Atlantis Wealth Advisors Llc Dba Horner Investment Group

Elkhart, IN

Previous Registrations

2006-11-28 → 2015-08-21

Next Financial Group, Inc.

Houston, TX

Elkhart, IN
1999-07-28 → 2006-11-27

Transamerica Financial Advisors, Inc.

Elkhart, IN

Other Businesses

1) MIDWEST HEALTH CONNECTION LLC; LLC; INSURANCE; AGENT; ACTIVE OWNER; 0% TIME SPENT; 100% OWNERSHIP; CONTINUOUS TERM; $0 COMP 2) RICHARD HORNER (SOLE PROP); RENTAL PROPERTY MANAGEMENT; 0% TIME SPENT; 100% OWNERSHIP; CONTINUOUS TERM; $0 COMP 3) HORNER INVESTMENT PROPERTIES LLC; LLC; PROPERTY MANAGEMENT; OWNER; 0% TIME SPENT; 100% OWNERSHIP; $0 COMP; INDEFINITE 4) HORNER INVESTMENT GROUP LLC DBA ATLANTIS WEALTH ADVISORS LLC; OWNER/OFFICER; 95% TIME SPENT; 100% OWNERSHIP; $0 COMP; INDEFINITE 5) HORNER ACCOUNTING & TAX SERVICES LLC;LLC;100% OWNERSHIP;0% TIME SPENT; 0% COMP;OFFICER;INDEFINITE TERM 6) HORNER INSURANCE LLC;LLC;100% OWNERSHIP;5% TIME SPENT;0% COMP;AGENT, OFFICER INSURANCE SALES MANAGEMENT; INDEFINITE TERM 7) ELKHART BREAKFAST OPTIMIST CLUB; NOT FOR PROFIT; 0% OWNERSHIP; <1% TIME SPENT; 0% TOTAL ANNUAL INCOME; BOARD MEMBER; 2 YEAR TERM; 8) MARINE RIDERS MICHIANA INC. NOT INVESTMENT RELATED. 2300 MIDDLEBURY ST. ELKHART. COMMUNITY SERVICE, VETERAN SERIVE AND YOUTH SERVCICE CHARITY. MEMBER & PAST PRESIDENT. START 01/2016. 2 HOURS, 0 DURING TRADING. LEADERSHIP, OFFICER, RECORDS MANAGEMENT. COMMUNITY SERVICE, MINUTES OF MEETING, VOLUNTEER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-29
S63	Uniform Securities Agent State Law Examination	1992-02-03

S66 Uniform Combined State Law Examination

2007-10-29
S63 Uniform Securities Agent State Law Examination

1992-02-03

View on SEC IAPD