Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-07
MS RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2021-07-07
  • MS RA
    APPROVED
    Since 2013-02-13

Branch Locations

4266 I-55 North, Suite 200, Jackson, MS 39211 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Jackson MS 02/2013 Present
Previous Registrations
  • 2006-05-26 → 2013-02-13
    Morgan Keegan & Company, Llc
    Jackson, MS
  • 2006-02-28 → 2006-05-26
    Uvest Financial Services Group, Inc.
    Charlotte, NC
    Jackson, MS
  • 2004-08-05 → 2006-02-28
    Trustmark Securities, Inc.
    Jackson, MS
Other Businesses

(1)Name of Business: Galloway UMC Address: 305 North Congress St., Jackson, MS, 39201, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 03/15/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will attend the quarterly meeting to review the investment performance of the Church's endowment fund.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-27
S63 Uniform Securities Agent State Law Examination 1992-05-02
  • S65 Uniform Investment Adviser Law Examination
    2004-04-27
  • S63 Uniform Securities Agent State Law Examination
    1992-05-02

View on SEC IAPD

More in Jackson, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor