Mohammed Qureish Esmail

Current Employers

Employment History

• 08/2005 → 01/2024
  Woodbury Financial Services
  Oak Brook, IL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Lombard, IL

Previous Registrations

• 2008-01-22 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oakdale, MN
  Oakbrook Terrace, IL
  Lombard, IL
  Lombard, IL

Other Businesses

1. CONDO ASSOCIATION BOARD MEMBER POSITION: Board Member NATURE: I am now on the Board of Directors of our Condo Association. Our branch office is a suite in an Office Condo complex, and I am now on the BOD. There is no compensation for this, and it requires a very small time commitment of approximately 90 minutes per quarter to meet and discuss the property's status, maintenance, landscaping, budgeting, and other relevant matters. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2013 ADDRESS: 101 W 22nd St Ste 107 Lombard IL 60148 DESCRIPTION: We simply meet once every 3 months to discuss the status of our property, we get an update from our property manager, and discuss any pending items (capital reserves, expenses, landscaping, maintenance, etc). It is purely voluntary and does not pose any conflict of interest to our business. 2. ESMAIL FINANCIAL STRATEGIES DBA AND FIXED INSURANCE POSITION: Agent NATURE: Non-Variable Insurance, direct with insurance carriers. EFS is just our DBA; insurance commissions are just paid to Mohammed Esmail personally. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 08/01/2006 ADDRESS: 101 W 22nd St Ste 107 Lombard IL 60148 DESCRIPTION: Already disclosed Term/Dis/LTC in previous OBA. Just amending it to instead say "non-Variable" insurances, so it would also include GUL, etc. Nowadays, all IUL also goes through the Osaic grid. 3. SUBDIVISION HOA BOARD PRESIDENT POSITION: President NATURE: Board of Directors of the Homeowners Association for our Primary Residence subdivision INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/05/2019 ADDRESS: 407 S Miller Ct Lombard IL 60148 DESCRIPTION: I am on the Board of Directors of our Homeowners Association for my personal residence. This does not conflict at all with my duties as a financial advisor, and does not occur during business hours. It is a limited-time commitment as there is a professional management company retained by the HOA. Duties include attending quarterly meetings, approving vendor contracts such as landscaping of common areas, and making various association decisions. There is no conflict with my financial advisory business.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-20

Designations

Other Names

• Mohammed Qureish Esmail