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Current Employers
The Ameriflex Group

8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-13
  • CA RA
    APPROVED
    Since 2026-07-13

Branch Locations

1900 Point West Way, #190, Sacramento, CA 95815 • United States

8475 W. Sunset Road, Suite 101, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 04/2003 10/2016
Cetera Advisors Llc Denver CO 10/2016 04/2017
Cetera Wealth Services, Llc El Segundo CA 04/2017 07/2026
Cetera Investment Advisers Llc Schaumburg IL 06/2023 07/2026
Cambridge Investment Research, Inc. Fairfield IA 07/2026 Present
The Ameriflex Group Las Vegas NV 07/2026 Present
  • 04/2003 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 04/2017
    Cetera Advisors Llc
    Denver, CO
  • 04/2017 → 07/2026
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → 07/2026
    Schaumburg, IL
  • 07/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2026 → Present
    Las Vegas, NV
Previous Registrations
  • 2023-06-29 → 2026-07-15
    Rancho Cordova, CA
    Sacramento, CA
  • 2017-04-25 → 2023-06-29
    Cetera Wealth Services, Llc
    Sacramento, CA
    Sacramento, CA
    Rancho Cordova, CA
    Rancho Cordova, CA
    Rancho Cordova, CA
  • 2016-10-03 → 2017-04-25
    Cetera Advisors Llc
    Sacramento, CA
  • 2005-01-10 → 2016-10-03
    Investors Capital Corp.
    Lynnfield, MA
    Lynnfield, MA
    Lynnfield, MA
    Sacremento, CA
    Roseville, CA
    Sacramento, CA
    Lynnfield, MA
    Lynnfield, MA
  • 2003-04-07 → 2004-12-31
    Eastern Point Advisors Inc.
    Sacremento, CA
Other Businesses

1. THE AMERIFLEX GROUP, INC., 858 54th Street, Sacramento, CA 95819, 06/2026, Investment Advisor Representative, RIA Affiliation – other than CIRA, INV REL, 10/10, 10/10 TRADING. 2. ANNE M. HASBROOK, 858 54th Street, Sacramento, CA 95819, 06/2026, Agent, Insurance/Benefits/Human Resources, INV REL, 160/160, 160/160 TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-20
S63 Uniform Securities Agent State Law Examination 1992-06-18
  • S66 Uniform Combined State Law Examination
    2003-01-20
  • S63 Uniform Securities Agent State Law Examination
    1992-06-18
Other Names
  • Anne Hasbrook Smith
  • Anne Marie Smith
  • Anne Marie Hasbrook
  • Anne Marie Hasbrook Smith

View on SEC IAPD

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