Montgomery Arthur Gallant

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-08-22
NJ	RA	APPROVED	2002-07-29

TX RA
APPROVED

Since 2017-08-22
NJ RA
APPROVED

Since 2002-07-29

Branch Locations

Lanoka Harbor, NJ • United States

92 Nassau St, Princeton, NJ 08540 • United States

Hamilton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Princeton	NJ	09/2005	03/2020
Ameriprise Financial Services, Llc	Princeton	NJ	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Princeton, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Princeton, NJ

Other Businesses

Business Ownership; Gallant Group; Payroll and Health insurance and Rent and general office expenses; Entity for payroll, and office expenses; 92 Nassau St, , Princeton, NJ, 8542; Investment-Related; 04/02/1999; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Gallant Group; Owner; ; 92 Nassau St, , Princeton, NJ, 08542; Investment-Related; 04/02/1999; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-05-09

S63 Uniform Securities Agent State Law Examination

1994-05-09