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Albuquerque, NM • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-31 |
| NM | RA | APPROVED | 2023-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glaxo Smith Kline | Philadelphia | PA | 11/1999 | 09/2017 |
| Securities America, Inc | Albuquerque | NM | 12/2017 | 02/2018 |
| Securities America, Inc. | Albuquerque | NM | 02/2018 | 07/2020 |
| Cue Financial Group, Inc | Phoenix | AZ | 03/2018 | 07/2020 |
| Pfg Advisors | Peoria | AZ | 04/2018 | 07/2020 |
| Triad Advisors | Norcross | GA | 07/2020 | 11/2023 |
| Continuum Advisors | Eagle | ID | 07/2020 | 11/2023 |
| Clark Street Financial | Phoenix | AZ | 07/2020 | 08/2022 |
| Randall Financial | Albuquerque | NM | 03/2023 | Present |
| Randall Investment Management Llc | Albuquerque | NM | 03/2024 | 08/2024 |
| Randall Vps Management Llc | Albuquerque | NM | 09/2024 | 06/2025 |
| Keenai Llc | Albuquerque | NM | 05/2025 | Present |
Name: Keenai LLC Investment-Related: N0 Address:1209 Mountain Road PL NE, STE R, Albuquerque, NM 87110-7845 Nature of business: Marketing organization that assists in client acquisitions Position: Co-founder Title: President Start date: June 27, 2025 Hours/month you devote to the other business: 10 hour/month Hours/month you devote to the other business during securities trading hours: 0 Duties: Financial documentation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-04-04 |
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