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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-29 |
| TX | RA | APPROVED_RES | 2016-10-21 |
| WI | RA | APPROVED | 2009-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Milwaukee | WI | 08/2003 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-07 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-27 |
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