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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| FL | RA | APPROVED | 2007-05-17 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger | Minneapolis | MN | 08/2006 | Present |
| Lpl Financial Llc | Sarasota | FL | 08/2006 | Present |
1. 05/04/2012 - DEUTSCH CAPITAL - OTHER - SHELL ACCOUNT - PERSONAL ACCOUNT FOR TAX AND LIABILITY PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-28 |
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