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James Christopher Deutsch

LPl Financial LLC

Sarasota, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
FL RA APPROVED 2007-05-17
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • FL RA
    APPROVED
    Since 2007-05-17

Branch Locations

Sarasota, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Minneapolis MN 08/2006 Present
Lpl Financial Llc Sarasota FL 08/2006 Present
  • 08/2006 → Present
    Linsco Private Ledger
    Minneapolis, MN
  • 08/2006 → Present
    Sarasota, FL
Other Businesses

1. 05/04/2012 - DEUTSCH CAPITAL - OTHER - SHELL ACCOUNT - PERSONAL ACCOUNT FOR TAX AND LIABILITY PURPOSES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-05-15
S63 Uniform Securities Agent State Law Examination 1992-02-28
  • S65 Uniform Investment Adviser Law Examination
    2007-05-15
  • S63 Uniform Securities Agent State Law Examination
    1992-02-28

View on SEC IAPD

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