Raymond S Steele

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2025-04-07
ME	RA	APPROVED	2023-03-23
VA	RA	APPROVED	2021-11-12
MD	RA	APPROVED	2021-08-10
NY	RA	APPROVED	2021-07-06
DE	RA	APPROVED	2021-06-14
UT	RA	APPROVED	2021-02-12
KS	RA	APPROVED	2020-11-09
TX	RA	APPROVED_RES	2020-11-06
LA	RA	APPROVED	2020-11-05
MT	RA	APPROVED	2020-11-04
GA	RA	APPROVED	2020-11-03
NM	RA	APPROVED	2019-11-22
NC	RA	APPROVED	2018-08-09
CT	RA	APPROVED	2016-01-19
DC	RA	APPROVED	2013-02-07
NJ	RA	APPROVED	2006-07-10

MN RA
APPROVED

Since 2025-04-07
ME RA
APPROVED

Since 2023-03-23
VA RA
APPROVED

Since 2021-11-12
MD RA
APPROVED

Since 2021-08-10
NY RA
APPROVED

Since 2021-07-06
DE RA
APPROVED

Since 2021-06-14
UT RA
APPROVED

Since 2021-02-12
KS RA
APPROVED

Since 2020-11-09
TX RA
APPROVED_RES

Since 2020-11-06
LA RA
APPROVED

Since 2020-11-05
MT RA
APPROVED

Since 2020-11-04
GA RA
APPROVED

Since 2020-11-03
NM RA
APPROVED

Since 2019-11-22
NC RA
APPROVED

Since 2018-08-09
CT RA
APPROVED

Since 2016-01-19
DC RA
APPROVED

Since 2013-02-07
NJ RA
APPROVED

Since 2006-07-10

Branch Locations

Marlboro, NJ • United States

407 Main Street, Chatham, NJ 07928 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	New York	NY	08/2016	Present

08/2016 → Present

Hsbc Bank Usa, N.A.

New York, NY

Other Businesses

I AM THE OWNER OF A CONDO IN HILTON HEAD ISLAND AND IN PEORIA ARIZONA. IT IS NOT A INVESTMENT RELATED BUSINESS.THE ADDRESS FOR MY CONDO IN SOUTH CAROLINA IS 4 WOODWARD AVE HILTON HEAD ISLAND SOUTH CAROLINA.MY ADDRESS FOR MY CONDO IN ARIZONA IS 8800 NORTH 107TH AVE PEORIA ARIZONA. THE NATURE OF THE BUSINESS IS REAL ESTATE. I AM THE OWNER. THE START DATE FOR SMY CONDO IN SOUTH CAROLINA WAS FEBRUARY 2008. THE START DATE FOR MY CONDO IN ARIZONA WAS JULY 2008.THE APPROXIMATE AMOUNT OF TIME I SPEND MONTHLY IS 30 MINUTES A MONTH. I SPEND NO TIME DURING SECURITIES HOURS DEVOTED TO MY OUTSIDE BUSINESS. I AM THE OWNER OF THE CONDO. WHEN IT IS RENTED I MAKE SURE THAT THE RENT IS COLLECTED AND THE CONDO IS RUNNING AND IN GOOD ORDER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-09
S63	Uniform Securities Agent State Law Examination	1992-03-12

S66 Uniform Combined State Law Examination

2004-02-09
S63 Uniform Securities Agent State Law Examination

1992-03-12