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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-10-12 |
| IL | RA | APPROVED | 1997-12-04 |
Branch Locations
4 L Plaza Suite 29, Galesburg, IL 61401 • United States
Abingdon, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Galesburg | IL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Galesburg | IL | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 600 N 450 E, , Abingdon, IL, 61410; Not Investment-Related; 06/01/2002. Business Ownership; Brendave Management, LLC; Owner; Manage Ameriprise Business; 261 N Broad St, Suite 29, , Galesburg, IL, 61401; Not Investment-Related; 11/13/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Abingdon Public Schools Foundation; President; 507 N Monroe St, Suite 3, Abingdon, IL, 61410; Not Investment-Related; 09/11/2013; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brendave Management, LLC; Owner; Manage advisory business; 209 N Cherry St, , Abingdon, IL, 61410; Not Investment-Related; 11/13/2023; 1 to 9 hours per month; 1 to 9 during trading hours / JRD Enterprises, LLC; Administratived services and Manager of the Galesburg, IL office.; Manage advisory business; 261 N Broad ST, , Galesburg, IL, 61401; Investment-Related; 01/10/2024; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-12 |
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