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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-12 |
| NY | RA | APPROVED | 2021-06-23 |
Branch Locations
299 Park Ave 21St Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 08/2014 | 07/2022 |
| B. Riley Wealth Management | Memphis | TN | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1) BRIGADIER CAPITAL GROUP, LLC;. NON INVESTMENT RELATED; SAME ADDRESS AS BRWM; BILL PAYING PASS THROUGH; PARTNER; START DATE: 10/2014; 2 HOURS/MONTH, NONE DURING TRADING HOURS... 2) BRIGADIER CAPITAL INC (NY); NEW YORK, NY; S-CORP BILL-PAYING ENTITY TO REPLACE BRIGADIER CAPITAL GROUP, LLC; MEMBER; START DATE 01/2024; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 3) BRIGADIER CAPITAL INC (TX); Boerne TX; BILL PAYING PASS TO REPLACE BRIGADIER CAPITAL INC (NY); MEMBER; START DATE 02/2025; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 4) HUNTERS GATE CAPITAL; INVESTMENT RELATED; ADDRESS SAME AS BRWM; MARKETING NAME FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGMENT; START DATE 2022; 40 HRS/WEEK DEVOTED DURING SECURITIES TRADING HRS.... 5) DOUBLE JK PROPERTIES CT, LLC; NEW FAIRFIELD, CT; START DATE 12/2024; REAL ESTATE RENTAL PROPERTY; MEMBER; 1 HR/MONTH, 0 DURING SECURITIES TRADING HRS... 6) DOUBLE JK PROPERTIES NY, LLC; NEW YORK, NY; REAL ESTATE RENTAL PROPERTY; MEMBER; START DATE 12/2024; 1 HOUR/ MONTH DEVOTED NONE DURING SECURITIES TRADING HOURS... 7) DOUBLE JK RANCH TX, LLC; NON-INVESTMENT RELATED; BOERNE, TX; MEMBER/PARTNER; FORMED 01/2024, BUSINESS TO BE COMMENCED IN 06/2025; EXOTIC GAME BREEDING; MEMBER/PARTNER; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 8) DOUBLE JK RANCH TX II, LLC; NON-INVESTMENT RELATED; BOERNE, TX; BILL PAYING ENTITY FOR DOUBLE JK RANCH TX, LLC; RANCHING FACILITY/OPERATION; MEMBER/PARTNER; FORMED 01/2025; 2 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 9) DOUBLE JK RANCH (NY) LLC; NON-INVESTMENT RELATED; 39 NE MOUNTAIN RD DOVER PLAINS, NY 12522; AGRICULTURE, FARMING HUNTING FACILITY; MEMBER; START DATE: 2003; 4 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS... 10) GINDER MANAGEMENT GP, LLC; NON-INVESTMENT RELATED; 211 PLATTEN CREEK RD, BOERNE TX 78006; MGMT COMPANY FOR MOVING ASSETS INTO TRUST; PARTNER- CLERICAL; START DATE 07/2026; 0 HRS/MONTH, 0 DURING SECURITIES TRADING HRS. 11) DOUBLE JK HOLDINGS LP; NON-INVESTMENT RELATED; 211 PLATTEN CREEK RD, BOERNE TX 78006; LP CREATED FOR ACCOUNTS TO BE HELD IN TRUST; LIMTED PARTNER 50% CLERICAL; START DATE 07/2026; 2 HRS/MONTH, 1 DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-09 |
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