Scott Michael Mondeau

Current Employers

Employment History

• 04/2005 → 03/2022
  Next Financial Grpu, Inc.
  Houston, TX
• 03/2022 → Present
  Lpl Financial Llc
  Bridgewater, MA
• 03/2022 → Present
  Flagship Harbor Advisors, Llc
  Boston, MA

Previous Registrations

• 2006-01-17 → 2022-03-26
  Next Financial Group, Inc.
  Bridgewater, MA

Other Businesses

1) 03/21/2022 - Flagship Harbor Advisors LlC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 03/11/2022 - Fieldstone Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 03/21/2022 - Scott Mondeau/Sole Proprietor - Non-Variable Insurance - Owner - Inv Rel - At Reported Business Location(s) - Start: 06/1990 - 30 Hr/Mth 4) 03/21/2022 - Independent Contractor - Outside/W-2 Employment - Masonry Repair and Restoration - Non-Inv Rel - Bridgewater, MA - Start: 12/1980 5) 04/07/2022 - Flagship Harbor Advisors, LLC - DBA: (Hybrid) Fieldstone Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 06/04/2010 - 160 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 04/07/2022 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 06/04/2010 - 160 Hours Per Month/120 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Flagship Harbor Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 12/07/2023 - Ice Hockey Referee - Official, Weekends Only - Outside/W-2 Employment - Non-Inv Rel - Started: 3/25/2023 - 20 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2005-11-05
• S63 Uniform Securities Agent State Law Examination
  1992-02-25