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Stephen Jay Zales

Janney Montgomery Scott LLC

Wyncote, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
PA RA APPROVED 2017-12-07
  • TX RA
    APPROVED
    Since 2023-02-03
  • PA RA
    APPROVED
    Since 2017-12-07

Branch Locations

8101 Washington Lane 1St Floor, Wyncote, PA 19095-1618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jenkintown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jenkintown PA 11/2016 12/2017
Janney Montgomery Scott, Llc Wyncote PA 12/2017 11/2025
Janney Montgomery Scott Llc Wyncote PA 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-28
S63 Uniform Securities Agent State Law Examination 1992-03-17
  • S65 Uniform Investment Adviser Law Examination
    1999-06-28
  • S63 Uniform Securities Agent State Law Examination
    1992-03-17
Other Names
  • Stephen Zales
  • Stephen Jay Glou

View on SEC IAPD

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