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King Samuel Kearns

Everest Financial Group

Tucson, AZ

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Current Employers
Everest Financial Group

701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-31
AZ RA APPROVED 2008-02-08
  • MN RA
    APPROVED
    Since 2014-01-31
  • AZ RA
    APPROVED
    Since 2008-02-08

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Tucson AZ 12/2005 06/2024
Everest Financial Group, Llc Tucson AZ 12/2005 Present
Osaic Wealth, Inc. Tucson AZ 06/2024 Present
  • 12/2005 → 06/2024
    Securities America, Inc
    Tucson, AZ
  • 12/2005 → Present
    Everest Financial Group, Llc
    Tucson, AZ
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Tucson, AZ
Previous Registrations
Other Businesses

1) EVEREST FINANCIAL CORPORATION POSITION: RIA representative NATURE: 3) EVEREST FINANCIAL GROUP, LLC - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT RELATED - LOCATED AT: 5888 E SOUTH WILSHIRE DR TUCSON, AZ 85711- 75% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2021 ADDRESS: 5888 E. South Wilshire Dr., TUCSON AZ 85711, United States DESCRIPTION: Provide investment advice. 2) KING KEARNS POSITION: Owner NATURE: Insurance agency, servicing life and long-term care insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/03/1993 ADDRESS: 5888 E South Wilshire Dr, Tucson AZ 85711, United States DESCRIPTION: Monitor investments in variable contracts and review status of existing contracts.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-13
  • S63 Uniform Securities Agent State Law Examination
    1992-02-13

View on SEC IAPD

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