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701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-31 |
| AZ | RA | APPROVED | 2008-02-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc | Tucson | AZ | 12/2005 | 06/2024 |
| Everest Financial Group, Llc | Tucson | AZ | 12/2005 | Present |
| Osaic Wealth, Inc. | Tucson | AZ | 06/2024 | Present |
1) EVEREST FINANCIAL CORPORATION POSITION: RIA representative NATURE: 3) EVEREST FINANCIAL GROUP, LLC - INVESTMENT ADVISOR REPRESENTATIVE - INVESTMENT RELATED - LOCATED AT: 5888 E SOUTH WILSHIRE DR TUCSON, AZ 85711- 75% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 140 START DATE: 01/01/2021 ADDRESS: 5888 E. South Wilshire Dr., TUCSON AZ 85711, United States DESCRIPTION: Provide investment advice. 2) KING KEARNS POSITION: Owner NATURE: Insurance agency, servicing life and long-term care insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/03/1993 ADDRESS: 5888 E South Wilshire Dr, Tucson AZ 85711, United States DESCRIPTION: Monitor investments in variable contracts and review status of existing contracts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-13 |
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