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Eric Wayne Harding

Empirikal Partners LLC

Phoenix, AZ

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Current Employers
Empirikal Partners Llc

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-20
FL RA APPROVED 2026-08-20
NJ RA APPROVED 2026-08-20
NY RA APPROVED 2022-10-12
GA RA APPROVED 2022-05-23
TX RA APPROVED 2020-06-19
WY RA APPROVED 2020-05-11
AZ RA APPROVED 2016-09-07
  • CA RA
    APPROVED
    Since 2026-08-20
  • FL RA
    APPROVED
    Since 2026-08-20
  • NJ RA
    APPROVED
    Since 2026-08-20
  • NY RA
    APPROVED
    Since 2022-10-12
  • GA RA
    APPROVED
    Since 2022-05-23
  • TX RA
    APPROVED
    Since 2020-06-19
  • WY RA
    APPROVED
    Since 2020-05-11
  • AZ RA
    APPROVED
    Since 2016-09-07

Branch Locations

Phoenix, AZ • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
United Planners Financial Services Scottsdale AZ 03/2016 11/2016
Empirikal Partners Llc Phoenix AZ 11/2011 Present
Empirikal Partners Llc Phoenix AZ 09/2016 Present
Empirikal Partners Llc Phoenix AZ 06/2020 01/2023
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-23
S63 Uniform Securities Agent State Law Examination 1992-02-12
  • S65 Uniform Investment Adviser Law Examination
    1994-11-23
  • S63 Uniform Securities Agent State Law Examination
    1992-02-12
Other Names
  • Eric W Harding

View on SEC IAPD

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