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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-09
TX RA APPROVED_RES 2010-02-20
  • MI RA
    APPROVED
    Since 2010-06-09
  • TX RA
    APPROVED_RES
    Since 2010-02-20

Branch Locations

650 Trade Centre Way Ste 110, Portage, MI 49002-0411 • United States

Kalamazoo, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Kalamazoo MI 10/2009 03/2020
Ameriprise Financial Services, Inc. Kalamazoo MI 10/2009 03/2020
Ameriprise Financial Services, Llc Kalamazoo MI 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Kalamazoo, MI
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Kalamazoo, MI
  • 03/2020 → Present
    Kalamazoo, MI
Previous Registrations
  • 2007-06-29 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Kalamazoo, MI
    Kalamazoo, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-12
S63 Uniform Securities Agent State Law Examination 1992-05-08
  • S65 Uniform Investment Adviser Law Examination
    2007-09-12
  • S63 Uniform Securities Agent State Law Examination
    1992-05-08
Other Names
  • Paul Ellsworth Seals

View on SEC IAPD

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