Scott Franklin Bass

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
WY	RA	APPROVED	2026-08-17
GA	RA	APPROVED	2004-09-30
TX	RA	APPROVED_RES	2002-09-03

WY RA
APPROVED

Since 2026-08-17
GA RA
APPROVED

Since 2004-09-30
TX RA
APPROVED_RES

Since 2002-09-03

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Wilson, WY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	08/2002	Present
Bank Of America, N.A.	Atlanta	GA	05/2011	Present

08/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
05/2011 → Present

Bank Of America, N.A.

Atlanta, GA

Previous Registrations

2002-07-26 → 2002-10-02

Pershing Llc

Atlanta, GA

Other Businesses

I*2424304, Entity Type: Rental Property Name of OBA: Rental Property 1, Address: Wilson, Wyoming, 83014, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee State Date: 5/24/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Co owner of rental property I*: 2424305 Entity Type: Co-Op, Freehold, HOA Name of OBA: Mountain Ash Homeowners Association Address: Wilson, WY 83014 Investment Related: No Position, Title, Association: Officer Employee Start Date: 5/9/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: The Mountain Ash condominium building is a 3 unit condo building located in the Aspens community in Jackson Hole, WY. The purpose of the HOA is to manage the maintenance and upkeep of the building and common areas and to coordinate with our property manager, Aspens Management on things like snow removal, landscaping, property insurance, etc. As a small HOA, operations are pretty simple and basic.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-22
S66	Uniform Combined State Law Examination	1997-10-10
S63	Uniform Securities Agent State Law Examination	1992-02-26

S65 Uniform Investment Adviser Law Examination

2002-10-22
S66 Uniform Combined State Law Examination

1997-10-10
S63 Uniform Securities Agent State Law Examination

1992-02-26

View on SEC IAPD