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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-04-08 |
| TX | RA | APPROVED | 2009-04-02 |
Branch Locations
6767 Longshore Street, Dublin, OH 43017 • United States
Delaware, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ascend Advisory Group Llc(120822) | Columbia | OH | 09/2001 | Present |
| Wells Fargo Advisors Financial Advisors Llc | Dublin | OH | 05/2009 | Present |
ROCKBARTON FARM LLC, NOT INV RELATED, POWELL, OH, OWNER, FARM, START 1/2013, 0 HOURS, NO DUTIES.| GRACELANDS, LLC, NOT INV RELATED, POWELL, OH, OWNER, FARM, START 1/2013, 0 HOURS, NO DUTIES.| ROCKBARTON FARM LLC, NOT INV RELATED, GEORGETOWN, KY, 100% OWNERSHIP, START 1/1/2012, 5 HRS/MONTH, 0 HRS DURING TRADING.;| ASCEND ADVISORY GROUP LLC, INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 1/1/2003, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE LLC.;| MERC 1 LLC, NOT INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 7/18/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS PERSONAL USE AUTO.| REILLY FINANCIAL HOLDINGS LLC, INV RELATED, DELAWARE, OH, 75.1% OWNERSHIP, START 1/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| ASCEND BRIDGEPARK LLC; INV RELATED; DUBLIN, OH; 100% OWNERSHIP; START 08/18/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET OFFICE| WELLEN1, LLC ; INV RELATED; 100% OWNERSHIP; VENICE, FL; START 01/16/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE.| GREYSTONES 1, LLC, INVT RELATED, DELAWARE, OH, 100% OWNERSHIP, START DATE 11/18/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR REAL ESTATE.| HORSEPWER1, LLC; INV RELATED; DELAWARE, OH; STORAGE UNIT FOR CARS; 100% OWNERSHIP; START DATE 04/16/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING BATTERY 2026 LLC ; INV RELATED;DELAWARE,OH; LLC;100% OWNERSHIP; START DATE: 02/23/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-06 |
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