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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-04-08
TX RA APPROVED 2009-04-02
  • OH RA
    APPROVED
    Since 2009-04-08
  • TX RA
    APPROVED
    Since 2009-04-02

Branch Locations

6767 Longshore Street, Dublin, OH 43017 • United States

Delaware, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascend Advisory Group Llc(120822) Columbia OH 09/2001 Present
Wells Fargo Advisors Financial Advisors Llc Dublin OH 05/2009 Present
  • 09/2001 → Present
    Ascend Advisory Group Llc(120822)
    Columbia, OH
  • 05/2009 → Present
    Wells Fargo Advisors Financial Advisors Llc
    Dublin, OH
Previous Registrations
  • 2001-11-06 → 2009-04-15
    Ascend Advisory Group
    Dublin, OH
Other Businesses

ROCKBARTON FARM LLC, NOT INV RELATED, POWELL, OH, OWNER, FARM, START 1/2013, 0 HOURS, NO DUTIES.| GRACELANDS, LLC, NOT INV RELATED, POWELL, OH, OWNER, FARM, START 1/2013, 0 HOURS, NO DUTIES.| ROCKBARTON FARM LLC, NOT INV RELATED, GEORGETOWN, KY, 100% OWNERSHIP, START 1/1/2012, 5 HRS/MONTH, 0 HRS DURING TRADING.;| ASCEND ADVISORY GROUP LLC, INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 1/1/2003, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE LLC.;| MERC 1 LLC, NOT INV RELATED, DUBLIN, OH, 100% OWNERSHIP, START 7/18/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS PERSONAL USE AUTO.| REILLY FINANCIAL HOLDINGS LLC, INV RELATED, DELAWARE, OH, 75.1% OWNERSHIP, START 1/1/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| ASCEND BRIDGEPARK LLC; INV RELATED; DUBLIN, OH; 100% OWNERSHIP; START 08/18/2023; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET OFFICE| WELLEN1, LLC ; INV RELATED; 100% OWNERSHIP; VENICE, FL; START 01/16/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE.| GREYSTONES 1, LLC, INVT RELATED, DELAWARE, OH, 100% OWNERSHIP, START DATE 11/18/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, LLC FOR REAL ESTATE.| HORSEPWER1, LLC; INV RELATED; DELAWARE, OH; STORAGE UNIT FOR CARS; 100% OWNERSHIP; START DATE 04/16/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING BATTERY 2026 LLC ; INV RELATED;DELAWARE,OH; LLC;100% OWNERSHIP; START DATE: 02/23/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-01
S63 Uniform Securities Agent State Law Examination 1992-01-06
  • S66 Uniform Combined State Law Examination
    2009-05-01
  • S63 Uniform Securities Agent State Law Examination
    1992-01-06
Other Names
  • Tony Reilly
  • Tony Reilly

View on SEC IAPD

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