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Max Scott Wasserman

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

Northbrook, IL

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-03
TX RA APPROVED 2026-08-03
  • IL RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2026-08-03

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

666 Dundee Rd Suite 502, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Chicago IL 11/2008 11/2017
Miramar Capital Llc Northbrook IL 11/2017 07/2026
Wealth Enhancement Group Northbrook IL 08/2026 Present
Wealth Enhancement Advisory Services Northbrook IL 08/2026 Present
  • 11/2008 → 11/2017
    Ubs Financial Services Inc
    Chicago, IL
  • 11/2017 → 07/2026
    Miramar Capital Llc
    Northbrook, IL
  • 08/2026 → Present
    Wealth Enhancement Group
    Northbrook, IL
  • 08/2026 → Present
    Wealth Enhancement Advisory Services
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-02
S63 Uniform Securities Agent State Law Examination 2004-10-19
  • S65 Uniform Investment Adviser Law Examination
    2004-11-02
  • S63 Uniform Securities Agent State Law Examination
    2004-10-19
Other Names
  • Max Scott
  • Max Scott Wasserman
  • Max Scott

View on SEC IAPD

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