Kyle James Gauthreaux

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-08-04
TX	RA	APPROVED	2013-06-24

CO RA
APPROVED

Since 2023-08-04
TX RA
APPROVED

Since 2013-06-24

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Austin	TX	06/2013	Present

06/2013 → Present

Ubs Financial Services Inc.

Austin, TX

Previous Registrations

2011-01-03 → 2013-06-11

Wells Fargo Clearing Services, Llc

Austin, TX

Austin, TX

Austin, TX
2000-12-13 → 2011-01-03

Wells Fargo Investments, Llc

Crested Butte, CO

Austin, TX

Austin, TX

Other Businesses

1) Dell Children's Medical Center of Central Texas / 4900 Mueller Blvd Austin,Texas 78723 / Foundation/ Health Care & Pharmaceuticals / Fundraise to support top children's hospitals / Member of Board of Directors / / Fundraising / Start Date 5/1/15 /// 2) TEOCALLI, LLC / Partnership / None- it's an LLC to house a second home to reduce liability if home is rented. AS of this date home has not been rented. FYI- I had to answer questions above which are not applicable but the system would allow me to complete as requested. / Other / owner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-03-26
S63	Uniform Securities Agent State Law Examination	1992-01-10

S65 Uniform Investment Adviser Law Examination

1993-03-26
S63 Uniform Securities Agent State Law Examination

1992-01-10

View on SEC IAPD