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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-17 |
Branch Locations
3790 Holcomb Bridge Road #103, Norcross, GA 30092 • United States
John Creek, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shalin Financial Services | Norcress | GA | 09/2001 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 01/2015 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Ll | Rome | GA | 11/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1) NORTHCREEK OFFICE CONDO ASSOCIATION - TREASURER BOOKKEEPER, NO INCOME, 1 HOUR/MONTH. 2) GEORGIA HEALTH BENEFITS.COM - AGENT BROKER INVOLVED IN SALES OF EMPLOYEE BENEFITS AND FIXED INSURANCE PRODUCTS. 3) RAJESH JYOTISHI, 675 Lake Medlock Dr, Johns Creek GA 30022, United States, 05/01/2000, Self as a musician, Arts/Performing Arts, NIR, 0 HR/MO - 0 HR/MO TRADING 4) SHALIN FINANCIAL SERVICES, INC., 3790 Holcomb Bridge Rd #103, Norcross GA 30092, United States, 05/01/1995, President, Insurance/Benefits/Human Resources, NIR, 70 HR/MO - 70 HR/MO TRADING 5) WRITING A BOOK ON RETIREMENT AND ESTATE PLANNING FOR INDIAN/AMERICANS. WILL BE PUBLISHED BY ADVANTAGE MEDIA AND WILL SUBMIT FOR APPROVAL PRIOR TO PUBLISHING. 6) INSURANCEWALA, INSURANCE WEBSITE AND BRAND 7) MEDRATES, LLC, 3790 Holcomb Bridge Rd #103, Norcross GA 30092, United States, 10/01/2023, President, Marketing, NIR, 70 HR/MO - 70 HR/MO TRADING 8) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 11/21/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-27 |
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