David Westlund

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2026-04-27
AR	RA	APPROVED	2026-04-08
RI	RA	APPROVED	2026-04-08
AL	RA	APPROVED	2026-04-06
DE	RA	APPROVED	2026-04-06
MS	RA	APPROVED	2026-04-06
OK	RA	APPROVED	2026-04-06
VA	RA	APPROVED	2026-04-06
NV	RA	APPROVED	2017-10-06
WA	RA	APPROVED	2016-06-29
MN	RA	APPROVED	2013-12-23

NE RA
APPROVED

Since 2026-04-27
AR RA
APPROVED

Since 2026-04-08
RI RA
APPROVED

Since 2026-04-08
AL RA
APPROVED

Since 2026-04-06
DE RA
APPROVED

Since 2026-04-06
MS RA
APPROVED

Since 2026-04-06
OK RA
APPROVED

Since 2026-04-06
VA RA
APPROVED

Since 2026-04-06
NV RA
APPROVED

Since 2017-10-06
WA RA
APPROVED

Since 2016-06-29
MN RA
APPROVED

Since 2013-12-23

Branch Locations

Andover, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	03/2010	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

03/2010 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Previous Registrations

2007-12-04 → 2009-12-31

Fsc Securities Corporation

Spokane, WA

Burien, WA

Des Moines, IA

Charlottesville, VA
2005-01-03 → 2007-10-26

Voya Financial Advisors, Inc.

Des Moines, IA

Windsor, CT
2003-03-20 → 2003-10-16

Raymond James & Associates, Inc.

West Desmoines, IA
2002-10-11 → 2003-03-31

Piper Sandler & Co.

Des Moines, IA

Other Businesses

Name of Activity: Meander Corner LLC; Date Activity Started/Modified/Ended:2025-04-04; Address - 47270 165th Place, McGregor MN. 55760; Type of Activity: Investment real estate; Describe if any other Activity:;Role/Relationship: Owner/ Proprietor; Describe if any other Roles/Responsibility:;Responsibilities: President/CEO; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-10-10

S66 Uniform Combined State Law Examination

2002-10-10

Other Names

David William Westlund
David W Westlund

View on SEC IAPD