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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-01-08 |
| TX | RA | APPROVED | 2018-01-05 |
Branch Locations
333-355 Se 2Nd Ave Ste 3700, 37Th Fl, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Miami | FL | 09/2011 | 01/2018 |
| Bank Of America, N.A. | Miami | FL | 01/2011 | 01/2018 |
| Wells Fargo Clearing Services, Llc | Aventura | FL | 01/2018 | Present |
UBER; NOT INV RELATED; MIAMI, FL; DRIVER; DELIVERY AND TRANSPORTATION; START DATE 9/1/2024; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: DRIVE PEOPLE OR FOOD FROM POINT A TO POINT B. NORTHEAASTERN UNIVERSITY MIAMI CAMPUS; NOT INV. RELATED; MIAMI, FL; ADJUNCT PROFESSOR; START DATE 1/6/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
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