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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-01-28 |
Branch Locations
3800 N Lamar Ste 200, Austin, TX 78756 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pecan Street Insurance And Financial Services | Austin | TX | 01/2005 | Present |
| Lpl Financial Llc | Austin | TX | 10/2012 | Present |
1. 10/18/2012 - PECAN STREET INSURANCE & FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 20% - Fixed Insurance - P&C. 2. 3/29/2019 - Pecan Street Insurance and Financial Services, Inc. - DBA: Pecan Street Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/06/2019 - 120 Hours Per Month/6 Hours During Securities Trading. 3. 8/30/2019 - Pecan Street Insurance and Financial Services, Inc. - DBA: Pecan Street - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2019 - 160 Hours Per Month/6 Hours During Securities Trading. 4. 10/16/2019 - Pecan Street Insurance and Financial Services - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/21/2019 - 160 hrs/mo - 7 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-24 |
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