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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-06-28
  • NC RA
    APPROVED
    Since 2017-06-28

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

1200 Ridgefield Blvd. Ste 190, Asheville, NC 28806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Boone NC 02/2006 Present
Bankers Life Securities Inc Boone NC 04/2017 Present
  • 02/2006 → Present
    Bankers Life & Casualty
    Boone, NC
  • 04/2017 → Present
    Bankers Life Securities Inc
    Boone, NC
Previous Registrations
  • 2003-07-01 → 2005-12-12
    Raymond James Financial Services, Inc.
    Boca Raton, FL
    Deerfield Beach, FL
  • 2001-07-24 → 2003-06-12
    Prudential Equity Group, Llc
    Ft. Lauderdale, FL
Other Businesses

Insurance Agent with Bankers Life & Casualty

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-23
S65 Uniform Investment Adviser Law Examination 1994-03-04
S63 Uniform Securities Agent State Law Examination 1992-03-24
  • S66 Uniform Combined State Law Examination
    2017-06-23
  • S65 Uniform Investment Adviser Law Examination
    1994-03-04
  • S63 Uniform Securities Agent State Law Examination
    1992-03-24

View on SEC IAPD

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