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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-01-23
  • TX RA
    APPROVED_RES
    Since 2008-01-23

Branch Locations

Needham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Needham MA 09/2005 03/2020
Ameriprise Financial Services, Llc Needham MA 03/2020 Present
Other Businesses

Board of Directors; Needham Jr. Football and Cheer; VP; 935 Great Plain Ave, #191, , Needham, MA, 2492; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 0 during trading hours / Needham Junior Football and Cheer; Vice President; 946 Great Plain Ave #191 Needham, MA 02492, ,; Not Investment-Related; 02/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-13
  • S63 Uniform Securities Agent State Law Examination
    1992-03-13

View on SEC IAPD

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