Daniel Mark Hazard

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-06-05
CA	RA	APPROVED	2025-06-05
CO	RA	APPROVED	2025-06-05
ID	RA	APPROVED	2025-06-05
RI	RA	APPROVED	2025-06-05
TX	RA	APPROVED_RES	2025-06-05

AL RA
APPROVED

Since 2025-06-05
CA RA
APPROVED

Since 2025-06-05
CO RA
APPROVED

Since 2025-06-05
ID RA
APPROVED

Since 2025-06-05
RI RA
APPROVED

Since 2025-06-05
TX RA
APPROVED_RES

Since 2025-06-05

Branch Locations

Huntington Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Western International Securities, Inc.	Pasadena	CA	02/2012	06/2025
Lpl Financial Llc	Huntington Beach	CA	06/2025	Present

02/2012 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Huntington Beach, CA

Previous Registrations

2012-02-16 → 2025-06-05

Western International Securities, Inc.

Huntington Beach, CA

Westlake Village, CA
2012-02-14 → 2012-02-14

Laurel Wealth Advisors, Inc.

Kneeland, CA
1999-02-25 → 2011-12-21

Lpl Financial Llc

Huntington Beach, CA

Other Businesses

1. 6/5/2025: Orange County Bicycle Coalition; At reported business location(s); Non-Profit Board Member; Not inv. related; start date 3/17/2025; 2hrs/mo.; 0hrs during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-17
S63	Uniform Securities Agent State Law Examination	1992-01-02

S65 Uniform Investment Adviser Law Examination

1998-12-17
S63 Uniform Securities Agent State Law Examination

1992-01-02

View on SEC IAPD