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John George Ulshafer

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-02
  • CA RA
    APPROVED
    Since 2025-12-02

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2016 12/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2016 12/2025
Lpl Financial San Diego CA 12/2025 Present
Previous Registrations
  • 2016-01-04 → 2025-12-04
    Cambridge Investment Research Advisors, Inc.
    San Diego, CA
    Midlothian, VA
    Richmond, VA
    Richmond, VA
    Palm Desert, CA
  • 2010-06-11 → 2015-12-31
    Lpl Financial Llc
    Midlothian, VT
    San Diego, CA
    Midlothian, VA
  • 2007-08-24 → 2010-06-14
    Morgan Keegan & Company, Llc
    Richmond, VA
  • 2003-05-07 → 2007-08-29
    A. G. Edwards & Sons, Inc.
    Richmond, VA
    Alexandria, VA
  • 2000-02-21 → 2003-05-09
    Prudential Equity Group, Llc
    Washington, DC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-27
S65 Uniform Investment Adviser Law Examination 1992-02-10
  • S63 Uniform Securities Agent State Law Examination
    1992-07-27
  • S65 Uniform Investment Adviser Law Examination
    1992-02-10

View on SEC IAPD

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