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Harold Bin Cho

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-09-22
TX RA APPROVED 2014-09-18
  • NJ RA
    APPROVED
    Since 2014-09-22
  • TX RA
    APPROVED
    Since 2014-09-18

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 09/2014 Present
Bank Of America N.A. Short Hills NJ 11/2014 Present
Previous Registrations
  • 2009-06-01 → 2014-10-06
    Morgan Stanley
    New York, NY
  • 2008-09-22 → 2009-06-01
    Morgan Stanley & Co. Llc
    New York, NY
  • 1995-03-07 → 2008-10-02
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-07
S63 Uniform Securities Agent State Law Examination 1992-02-07
  • S65 Uniform Investment Adviser Law Examination
    1994-11-07
  • S63 Uniform Securities Agent State Law Examination
    1992-02-07
Other Names
  • Harold Cho

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
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