Curtis Lawrence Rach

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-12
CA	RA	APPROVED	2015-10-08

TX RA
APPROVED_RES

Since 2015-10-12
CA RA
APPROVED

Since 2015-10-08

Branch Locations

300 Spectrum Center Dr Ste 845 [Satellite], Irvine, CA 92618 • United States

225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Irvine	CA	10/2015	Present

10/2015 → Present

Wells Fargo Advisors Financial Network, Llc

Irvine, CA

Previous Registrations

1998-12-15 → 2015-10-26

Ubs Financial Services Inc.

Irvine, CA

Irvine, CA

Weehawken, NJ

Orange, CA

Orange, CA

Other Businesses

CRACH CONSULTING; INV RELATED; IRVINE, CA; OWNER; FOR FINET PRACTICE; START: 10/2015; 200 HRS/MO; 0 DURING TRADING. RACH GP LLC; INV RELATED; IRVINE,CA; REVENUE;90% OWNERSHIP; START DATE: 12/31/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-12-05
S63	Uniform Securities Agent State Law Examination	1992-01-28

S65 Uniform Investment Adviser Law Examination

1998-12-05
S63 Uniform Securities Agent State Law Examination

1992-01-28

Other Names

Curtis Rach

View on SEC IAPD