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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-24
PA RA APPROVED 2025-06-23
  • TX RA
    APPROVED
    Since 2026-03-24
  • PA RA
    APPROVED
    Since 2025-06-23

Branch Locations

4000 Wegmans Drive Suite 200, Bethlehem, PA 18017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bethlehem PA 12/2003 06/2025
Commonwealth Financial Network Waltham MA 06/2025 Present
Lehigh Valley Investment Group Bethlehem PA 06/2025 Present
Previous Registrations
  • 2016-09-23 → 2025-07-01
    Bethlehem, PA
  • 1997-12-08 → 2003-12-15
    Veravest Investment Advisors, Inc.
    Pittsburgh, PA
Other Businesses

1. Fixed insurance sales; as of 6/23/2025; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, LVIG Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2024; 30% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Woodfield Partners, LLC; an entity created for the purpose of owning office property located at 4000 Wegmans Drive, Suite 200, Bethlehem, PA, 18017, as of 1/01/2016; 1% time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, Broad Street Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2017; 1% time spent during business hours; Conducted at branch; Investment related. 5. Secretary & Treasurer, Apple Wood Condominium Association; as of 1/01/2017; 1% of time spent during business hours; Conducted at branch location; Not investment related. 6. Co-owner, 4Sunshine, LLC; an entity created for the purpose of managing residential real estate in Key West, FL, as of 6/08/2020; 1% time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-07
S63 Uniform Securities Agent State Law Examination 1991-12-27
  • S65 Uniform Investment Adviser Law Examination
    1997-07-07
  • S63 Uniform Securities Agent State Law Examination
    1991-12-27
Designations
Other Names
  • Bob Brown

View on SEC IAPD

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