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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| PA | RA | APPROVED | 2025-06-23 |
Branch Locations
4000 Wegmans Drive Suite 200, Bethlehem, PA 18017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bethlehem | PA | 12/2003 | 06/2025 |
| Commonwealth Financial Network | Waltham | MA | 06/2025 | Present |
| Lehigh Valley Investment Group | Bethlehem | PA | 06/2025 | Present |
1. Fixed insurance sales; as of 6/23/2025; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, LVIG Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2024; 30% time spent during business hours; Conducted at branch; Investment related. 3. Co-owner, Woodfield Partners, LLC; an entity created for the purpose of owning office property located at 4000 Wegmans Drive, Suite 200, Bethlehem, PA, 18017, as of 1/01/2016; 1% time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, Broad Street Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2017; 1% time spent during business hours; Conducted at branch; Investment related. 5. Secretary & Treasurer, Apple Wood Condominium Association; as of 1/01/2017; 1% of time spent during business hours; Conducted at branch location; Not investment related. 6. Co-owner, 4Sunshine, LLC; an entity created for the purpose of managing residential real estate in Key West, FL, as of 6/08/2020; 1% time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-27 |
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