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John Thomas Hagan

LPl Enterprise, LLC

Omaha, NE

Omaha, NE

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-11-14
  • NE RA
    APPROVED
    Since 2024-11-14

Branch Locations

Omaha, NE • United States

13057 W. Center Rd. Suite 12, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Omaha NE 12/1991 Present
Pruco Securities, Llc. Omaha NE 12/1991 11/2024
Lpl Enterprise, Llc Omaha NE 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-21
S63 Uniform Securities Agent State Law Examination 1992-01-13
  • S65 Uniform Investment Adviser Law Examination
    2003-10-21
  • S63 Uniform Securities Agent State Law Examination
    1992-01-13
Other Names
  • Tom Hagan
  • J. Thomas Hagan

View on SEC IAPD

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