Maria Ann Maus

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-29

NY RA
APPROVED

Since 2023-06-29

Branch Locations

120 White Plains Rd Suite 125, Tarrytown, NY 10591 • United States

Putnam Valley, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Confidential Planning Corp.	Hartsdale	NY	04/1992	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

04/1992 → Present

Confidential Planning Corp.

Hartsdale, NY
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

1995-12-05 → 2003-01-28

Nathan & Lewis Securities, Inc.

Hartsdale, NY

Other Businesses

(1) INDEPENDENT INSURANCE AGENT FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS BEGAN 04/1992 2HRS/WKDY ONLY. (2) NAME OF OTHER BUSINESS: ELM LANE REALTY LLC ; INVESTMENT RELATED: NO ADDRESS: 16 ELM LANE, MONTAUK, NY 11954 ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 07/2013 ; POSITION/TITLE/RELATIONSHIP: OWNER / MANAGER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY AND PAYING OF EXPENSES ;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-08
S63	Uniform Securities Agent State Law Examination	1992-01-03

S65 Uniform Investment Adviser Law Examination

1998-01-08
S63 Uniform Securities Agent State Law Examination

1992-01-03

Other Names

Maria Cagliostro
Maria Stefanouich

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