Brian Joseph Kelly

Current Employers

Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-08

NY RA
APPROVED

Since 2021-04-08

Branch Locations

Rochester, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Corey Ins. Agency	Rochester	NY	06/1998	11/2019
Nationwide Securities, Llc	Rochester	NY	08/2008	11/2019
Cetera Wealth Services, Llc	El Segundo	CA	11/2019	Present
Vicus Capital, Inc.	State College	PA	11/2019	Present
Partners Financial Group / Pfg, Inc.	Rochester	NY	11/2019	Present
Kelly Retirement Services, Llc	Rochester	NY	12/2019	01/2026
Kelly Wealth Services	Rochester	NY	01/2026	Present

06/1998 → 11/2019

Corey Ins. Agency

Rochester, NY
08/2008 → 11/2019

Nationwide Securities, Llc

Rochester, NY
11/2019 → Present

Cetera Wealth Services, Llc

El Segundo, CA
11/2019 → Present

Vicus Capital, Inc.

State College, PA
11/2019 → Present

Partners Financial Group / Pfg, Inc.

Rochester, NY
12/2019 → 01/2026

Kelly Retirement Services, Llc

Rochester, NY
01/2026 → Present

Kelly Wealth Services

Rochester, NY

Other Businesses

1.NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 11/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: PARTNERS FINANCIAL GROUP / PFG, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: ADVISOR APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 4. NAME OF OTHER BUSINESS: KELLY WEALTH SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP:OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-03-02

S63 Uniform Securities Agent State Law Examination

1992-03-02

Designations

Other Names

Brian J Kelly

View on SEC IAPD