James Andrew Burton

Current Employers

Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2020-10-26
CA	RA	APPROVED	2013-01-03
TX	RA	APPROVED	2013-01-02
WA	RA	APPROVED	2013-01-02

ID RA
APPROVED

Since 2020-10-26
CA RA
APPROVED

Since 2013-01-03
TX RA
APPROVED

Since 2013-01-02
WA RA
APPROVED

Since 2013-01-02

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Boise, ID • United States

131-A Stony Circle Suite 500, Santa Rosa, CA 95401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northwest Asset Management Dba Nwam, Llc	Mercer Island	WA	12/2012	Present

12/2012 → Present

Northwest Asset Management Dba Nwam, Llc

Mercer Island, WA

Previous Registrations

2009-06-01 → 2013-01-16

Morgan Stanley

Santa Rosa, CA
2008-09-19 → 2009-06-01

Citigroup Global Markets Inc.

Santa Rosa, CA
1999-07-30 → 2008-09-19

Wells Fargo Clearing Services, Llc

Santa Rosa, CA

Santa Rosa, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-01
S63	Uniform Securities Agent State Law Examination	1992-01-29

S65 Uniform Investment Adviser Law Examination

1996-05-01
S63 Uniform Securities Agent State Law Examination

1992-01-29

Designations

Other Names

Andrew Burton
J An Burton
J Andrew Burton
Andrew Burton

View on SEC IAPD