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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-16
AK RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-09-16
  • AK RA
    APPROVED
    Since 2011-01-03

Branch Locations

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anchorage AK 01/2011 11/2016
Wells Fargo Clearing Services, Llc Anchorage AK 11/2016 Present
Previous Registrations
  • 2005-11-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Anchorage, AK
    Eagle River, AK
    Anchorage, AK
Other Businesses

OLSEN FAMILY INVESTMENTS, LLC; INV RELATED; FAIRBANKS, AK; RENTAL PROPERTY; 20% OWNERSHIP; START 2/15/2008; 2 HOURS PER MONTH, 0 DURING TRADING; MANAGER. TOWER RANCH ALASKA, LLC; NOT INV. RELATED; PALMER, AK; CO-OWNER; SMALL RANCH RAISING SHEEP, CHICKENS AND OTHER LIVESTOCK; START DATE 6/1/2015; 80 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-28
  • S66 Uniform Combined State Law Examination
    2005-10-28

View on SEC IAPD

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