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Stephen Kenneth Powell

Equitable Advisors, LLC

Norfolk, VA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-03
VA RA APPROVED 2005-06-01
  • TX RA
    APPROVED_RES
    Since 2014-01-03
  • VA RA
    APPROVED
    Since 2005-06-01

Branch Locations

555 E. Main St Suite 800, Norfolk, VA 23510 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Previous Registrations
  • 1999-11-02 → 2005-06-01
    Mony Securities Corporation
    Norfolk, VA
Other Businesses

CATHOLIC CHARITIES OF EASTERN VIRGINIA, VA BEACH BLVD, VA BEACH, VA, PAST CHAIR, OVERSEEING THE FOUNDATION, RUNNING MEETINGS, APPROVAL OF PROJECTS, REVIEW FOUNDATION ASSETS WITH OUTSIDE ADVISORS, ETC., 01/2002, 2 HRS PER MONTH POWELL PROPERTIES, NORFOLK, VA, BUSINESS OWNER, OWN AND MANAGE REAL ESTATE PROPERTY, 07/1997, 5 HRS PER MONTH CAPITAL FINANCIAL GROUP OF VIRGINIA, LLC, 555 E. MAIN ST., SUITE 800, NORFOLK, VA 23510, RUNNING PRACTICE, MANAGING STAFF, DEALING WITH OUR CPA AND ATTORNEY FOR BUSINESS PLANNING, 06/2008, 8 HRS PER MONTH CAPITAL PLANNING GROUP, LLC, 555 E. MAIN ST., SUITE 800, NORFOLK, VA 23510, SOLE MEMBER, RUN THE LLC, 06/1991, 15 HRS PER MONTH. MAINTAIN OUTSIDE APPOINTMENTS WITH DELTA DENTAL, AMERICAN GENERAL, ANTHEM BC/BS, GRARDIAN, MASS MUTUAL, AMERITAS LIFE, OPTIMA/SENTARA & ASHER GROUP FOR HEALTH INS, DENTAL, LIFE, DISABILITY AND LTC EARNING ANYWHERE FROM $500 - $7500 PER CARRIER St. Anne's Senior Services, Inc (a entity of Catholic Charities of Eastern Virginia), Sign the annual report to the State Corp Comm and the annual mins, 1/1/19, 1 HR per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-28
S63 Uniform Securities Agent State Law Examination 1992-03-10
  • S65 Uniform Investment Adviser Law Examination
    1999-06-28
  • S63 Uniform Securities Agent State Law Examination
    1992-03-10
Designations

View on SEC IAPD

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