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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-01-03 |
| VA | RA | APPROVED | 2005-06-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2005 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2005 | Present |
CATHOLIC CHARITIES OF EASTERN VIRGINIA, VA BEACH BLVD, VA BEACH, VA, PAST CHAIR, OVERSEEING THE FOUNDATION, RUNNING MEETINGS, APPROVAL OF PROJECTS, REVIEW FOUNDATION ASSETS WITH OUTSIDE ADVISORS, ETC., 01/2002, 2 HRS PER MONTH POWELL PROPERTIES, NORFOLK, VA, BUSINESS OWNER, OWN AND MANAGE REAL ESTATE PROPERTY, 07/1997, 5 HRS PER MONTH CAPITAL FINANCIAL GROUP OF VIRGINIA, LLC, 555 E. MAIN ST., SUITE 800, NORFOLK, VA 23510, RUNNING PRACTICE, MANAGING STAFF, DEALING WITH OUR CPA AND ATTORNEY FOR BUSINESS PLANNING, 06/2008, 8 HRS PER MONTH CAPITAL PLANNING GROUP, LLC, 555 E. MAIN ST., SUITE 800, NORFOLK, VA 23510, SOLE MEMBER, RUN THE LLC, 06/1991, 15 HRS PER MONTH. MAINTAIN OUTSIDE APPOINTMENTS WITH DELTA DENTAL, AMERICAN GENERAL, ANTHEM BC/BS, GRARDIAN, MASS MUTUAL, AMERITAS LIFE, OPTIMA/SENTARA & ASHER GROUP FOR HEALTH INS, DENTAL, LIFE, DISABILITY AND LTC EARNING ANYWHERE FROM $500 - $7500 PER CARRIER St. Anne's Senior Services, Inc (a entity of Catholic Charities of Eastern Virginia), Sign the annual report to the State Corp Comm and the annual mins, 1/1/19, 1 HR per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-10 |
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